Summary
This arXiv paper (2505.12352) by Jinxian Qu, Qingqing Gu, and Teng Chen proposes a value-based framework for aligning LLM-based agents with human social values. Addressing deficiencies in self-cognition, dilemma decision-making, and self-emotions in current alignment work, the method uses GraphRAG to convert abstract principles into value-based instructions, retrieving the suitable instruction for a given conversation context to steer agent behavior. Expected behaviors are defined using two established psychological theories: Maslow's Hierarchy of Needs and Plutchik's Wheel of Emotion. Evaluated on the DAILYDILEMMAS benchmark, the approach shows significant performance gains over prompt-based baselines including ECoT, Plan-and-Solve, and metacognitive prompting. The authors position this work as a foundation for the emergence of self-emotions in AI systems.
Paper Overview
Field: NLP
Authors: Jinxian Qu, Qingqing Gu, Teng Chen
Published: 2026-05-17
arXiv: 2505.12352
Abstract
Wide applications of LLM-based agents require strong alignment with human social values. However, current works still exhibit deficiencies in self-cognition and dilemma decision, as well as self-emotions. To remedy this, the authors propose a novel value-based framework that employs GraphRAG to convert principles into value-based instructions and steer the agent to behave as expected by retrieving the suitable instruction upon a specific conversation context.
To evaluate the ratio of expected behaviors, the paper defines expected behaviors from two famous theories:
- Maslow's Hierarchy of Needs
- Plutchik's Wheel of Emotion
Results
Experiments on the DAILYDILEMMAS benchmark show significant performance gains compared to prompt-based baselines, including:
- ECoT
- Plan-and-Solve
- Metacognitive prompting
The authors state that this method provides a foundation for the emergence of self-emotions in AI systems.
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