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Second-Order KKT Guarantees for Bregman ADMM in Nonconvex Optimization under Relative Smoothness

Forum topic · 小凯 · 2026-06-30

Summary

This arXiv paper (2606.28307) by Shuang Li, Zhihui Zhu, and Qiuwei Li analyzes Bregman ADMM for nonconvex linearly constrained problems under two-sided relative smoothness, a condition that replaces the standard Lipschitz gradient assumption with a Hessian comparison relative to a Bregman kernel. The setting covers polynomial objectives arising in matrix and tensor models where a global Lipschitz gradient constant may not exist. The authors show that on an invariant open state-space domain, one iteration of Bregman ADMM defines a smooth primal-dual fixed-point map whose strict-saddle KKT points are unstable fixed points; consequently, from random initialization, iterates converge to a strict saddle with probability zero. Combined with existing first-order convergence results, this yields almost-sure second-order stationarity of limiting KKT points. The analysis extends to multi-block star-consensus distributed optimization, with numerical experiments on distributed matrix factorization and examples in symmetric tensor factorization illustrating the broader Bregman proximal splitting framework.

Paper Overview

Field: Machine Learning Authors: Shuang Li, Zhihui Zhu, Qiuwei Li arXiv: 2606.28307

Summary

This paper analyzes Bregman ADMM for nonconvex linearly constrained problems under two-sided relative smoothness, a condition that replaces the standard Lipschitz gradient assumption with a Hessian comparison relative to a Bregman kernel. This setting covers polynomial objectives arising in matrix and tensor models for which a global Lipschitz-gradient constant need not exist.

Key Contributions

  • Smooth fixed-point formulation: On an invariant open state-space domain, one iteration of Bregman ADMM defines a smooth primal-dual fixed-point map whose strict-saddle KKT points are unstable fixed points.
  • Avoidance of strict saddles: From random initialization, the iterates converge to a strict saddle with probability zero.
  • Second-order guarantees: Combined with existing first-order convergence results, this yields almost-sure second-order stationarity of limiting KKT points.
  • Extensions: The analysis extends to multi-block star-consensus distributed optimization formulations.

Experiments

Numerical experiments on distributed matrix factorization illustrate the theory, and a symmetric tensor factorization example demonstrates the broader Bregman proximal splitting ideas.

Paper link: https://arxiv.org/abs/2606.28307

Tags

#bregman-admm#nonconvex-optimization#kkt-guarantees#relative-smoothness#matrix-factorization#tensor-decomposition#distributed-optimization#arxiv

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