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Paper: Fitted Occupancy-Ratio Evaluation without Bellman Completeness (FORE)

Forum topic · 小凯 · 2026-07-08

Summary

Fitted Occupancy-Ratio Evaluation (FORE) is a new method by Lars van der Laan and Nathan Kallus for estimating occupancy ratios in offline reinforcement learning, addressing distribution shift in off-policy evaluation (arXiv:2607.05375). Unlike existing primal-dual and minimax approaches that enforce occupancy-balance moments over critic classes, FORE is a fitted fixed-point method that characterizes the discounted occupancy ratio via an adjoint Bellman recursion. At each iteration it solves a single-layer density-ratio objective on one-step transition data, projecting the adjoint Bellman image onto a log-ratio class in KL divergence. Crucially, whereas analyses of fitted Q evaluation typically require value-function realizability plus Bellman completeness or projector stability, FORE's core approximation condition is only realizability of the discounted occupancy ratio itself. The fitted ratio enables direct value estimation via reward reweighting, occupancy-weighted fitted Q evaluation, and doubly robust estimators combining fitted ratios with fitted Q functions.

Paper Overview

Field: ML Authors: Lars van der Laan, Nathan Kallus Published: 2026-07-06 arXiv: 2607.05375

Abstract (English translation)

Occupancy ratios correct for distribution shift in offline reinforcement learning and are central to off-policy evaluation. Existing primal-dual and minimax methods typically estimate these ratios by enforcing occupancy-balance moments over critic classes. This paper proposes Fitted Occupancy-Ratio Evaluation (FORE), a fitted fixed-point method that characterizes the discounted occupancy ratio via an adjoint Bellman recursion. At each iteration, FORE solves a single-layer density-ratio objective on one-step transition data, projecting the adjoint Bellman image onto a log-ratio class in KL divergence.

Unlike analyses of fitted Q evaluation, which typically require value-function realizability together with Bellman completeness or projector stability, FORE's core approximation condition is simply realizability of the discounted occupancy ratio itself. The fitted ratio supports:

  • Direct value estimation via reward reweighting
  • Occupancy-weighted fitted Q evaluation
  • Doubly robust estimation combining the fitted ratio with fitted Q functions
--- *Auto-collected on 2026-07-06*

Tags

#reinforcement-learning#offline-rl#off-policy-evaluation#occupancy-ratio#machine-learning#arxiv#paper

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