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DU-NO: A Parameter-Efficient Double U-Shaped Neural Operator for Nearshore Wave Modeling

Forum topic · 小凯 · 2026-09-15

Summary

DU-NO (Double U-shaped Neural Operator) is a parameter-efficient spectral neural operator introduced for surrogate modeling of phase-resolving nearshore wave simulations such as FUNWAVE-TVD. It attaches lightweight convolutional U-Net branches only at the two shallowest encoder and decoder levels of a multiscale U-shaped spectral operator, based on the sampling argument that high-wavenumber content exists only on fine grids, so local full-band pathways belong where that content lives while coarse band-limited levels stay purely spectral. The architecture uses a depth-decaying pattern schedule to reach 3.64 million parameters, an order of magnitude fewer than U-FNO. On a public FUNWAVE-TVD benchmark, DU-NO achieved the best autoregressive rollout error among six architectures, improving over U-FNO by 14.9% with 10.8x fewer parameters; band analysis shows gains across all frequency bands, and parameter-matched comparisons confirm a 28.6% advantage at equal budget. DU-NO also matches the strongest baseline on 2D Navier-Stokes and clearly wins on PDEBench shallow-water rollouts. Code, trained models, and evaluation artifacts are linked in the paper (arXiv:2609.12115).

Paper Overview

Field: ML Authors: Enrique Hernandez Noguera, Md Meftahul Ferdaus, Nathan Cooper, Elias Ioup, Mahdi Abdelguerfi Published: 2026-09-15 arXiv: 2609.12115

Summary

Phase-resolving wave models such as FUNWAVE-TVD are the accuracy standard for nearshore dynamics, resolving the shoaling, refraction, and breaking of individual waves — but their cost rules them out for the ensembles, uncertainty quantification, and real-time warning that operational forecasting demands. Neural operators promise solver-level accuracy at a fraction of that cost, yet on wave-dominated fields the accurate ones are large: hybrid spectral-convolutional operators such as U-FNO (the strongest baseline in this study after DU-NO) buy their fidelity with tens of millions of parameters.

The authors introduce DU-NO (Double U-shaped Neural Operator), a multiscale U-shaped spectral operator that attaches lightweight convolutional U-Net branches only at its two shallowest encoder and decoder levels. This placement follows a sampling argument: high-wavenumber content exists only on fine grids, so the local full-band pathway belongs where that content lives, while coarse band-limited levels remain purely spectral. A depth-decaying pattern schedule keeps the model at 3.64 million parameters — an order of magnitude below U-FNO.

Key Results

  • On a publicly released FUNWAVE-TVD benchmark, DU-NO achieves the best autoregressive rollout error among six identically trained architectures.
  • It improves over U-FNO by 14.9% with 10.8x fewer parameters.
  • Band-wise analysis shows the gains hold across all frequency bands, including the high-wavenumber bands where truncated spectral operators collapse.
  • Parameter-matched controls confirm the gains are architectural: rescaled to the same 3.6M-parameter budget, the best baseline still trails DU-NO by 28.6%.
  • Beyond nearshore waves, DU-NO matches the strongest baseline on 2D Navier-Stokes and clearly wins on PDEBench shallow-water rollouts.
Code, trained models, and evaluation artifacts are available via the paper link.

--- *Auto-collected on 2026-09-15*

Tags

#neural-operator#nearshore-waves#funwave-tvd#u-fno#surrogate-modeling#scientific-machine-learning#parameter-efficiency#pdebench

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